Bob Mooney

Bob joined Wheat First, a Wells Fargo legacy company, in 1992. From 1992 through 2021 he held a variety of leadership positions, including Group Chief Compliance Officer, Chief Governance Officer, Chief Administrative Officer, Chief Compliance Officer, regional director of the Private Client Group, and assistant General Counsel. Bob also served as group risk officer for Wells’ Wealth Investment Management and was responsible for the execution of the enterprise regulatory compliance risk management program in WIM, prior to his role as WIM Control executive. Prior to joining Wells Fargo, Bob served as a special assistant U.S. Attorney for the Southern District of New York on the Securities and Commodities Fraud Task Force. He also worked three years as senior counsel for the Securities and Exchange Commission’s Division of Enforcement.